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Investment Company Consulting & ’40 Act Documentation

Investment companies or mutual funds are primarily regulated by the US Investment Company Act (’40 Act). The ’40 Act’s complex, highly technical provisions can be challenging for both innovative startups,  and long-established industry participants, and investment adviser who strive to sub-advised the fund.  At RLG, our goal is to interpret the continuously evolving ’40 Act to give clients practical answers regarding day-to-day business and regulatory matters.

Client Reviews

I've worked with Greg in several professional capacities since 1993. Greg is a true professional with an amazing work ethic. More importantly, he has tremendous personal character and is honest as the day is long. I would highly recommend Greg for anyone needing high-quality legal work.

Jim S.

Our firm has retained Reymann Law Group continuously since 2020. Throughout our relationship, Greg has kept us abreast of rule changes and evolving regulatory priorities while successfully guiding us through a number of complex matters, including two comprehensive regulatory examinations and two...

Ed F.

I have known Greg for over 16 years, and about half of that was in his capacity as ERISA counsel of Franklin Templeton, where he was highly regarded by his colleagues. He is very conscientious and thorough in this work. He is recognized for his knowledge and experience, as well as for occasionally...

Jim O.
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Fill out the contact form or call us at (813) 497-1400 to schedule your free consultation.
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