Serving Legal and Compliance
Needs of Investment Professionals
Needs of Investment Professionals
Practice Areas
- Corporate Law; Buying and Selling Book of Business
- Investment Adviser and Broker-Dealer Formation, Regulation and Compliance
- Investment Company Consulting & ’40 Act Documentation
- Outsourced Chief Compliance Officer Services
- Outsourced General Counsel Services
- Regulator Exam Preparation & Representation
Get in Touch
Fill out the contact form or call us at (813) 497-1400 to schedule your free consultation.- 1 Free Consultation
- 2 Client Focused
- 3 Results Driven