As you may know, the state of Florida has approved an annual continuing education (CE) requirement for all investment advisory representatives (IARs) who are registered in the state.* This rule was the creation of the North American Securities Administrators Associations (NASAA) in 2022, and since then this model rule has been adopted by 19 states…
Continue reading ›
Serving Legal and Compliance
Needs of Investment Professionals
Needs of Investment Professionals